Sunday, November 21, 2010

Capital Market - 2

This paper has been contributed by Parul Jindal
Thanks to Parul Jindal for this paper and writing the questions from the images as images sometimes are difficult to upload and read by users.

Appeal to submitters: Please send the papers in text format, it helps community
CAPITAL MARKET                                         NOV.,2010

Ques1:- In India there are presently _____ companies, in the business of Credit Rating?
Ans:-   4
Ques2:- Dematerialized shares have distinctive numbers.
Ans:-   False
Ques3:- Sweat equity shares means equity shares issued by a company to employees at a discount.
Ans:-   True
Ques4:- In case  of public issue by a listed company, participation by promoters in the proposed issue in excess of the required minimum % shall also be locked in for a period of ________ years.
Ans:-    1
Ques5:- The person who changes the composition of securities?
Ans:-   Fund Manager
Ques6:-   Qualities of a merchant banker?
Ans:-   Knowledge and information about various aspects of the capital market,
           Ability to evaluate and analyse the various aspects,
           Update their knowledge
Ques7:- Which company come out with a unique product called bonus debentures?
Ans:-   Hindustan lever
Ques8:- The venture capital can flourish only when there is a well developed _______________?
Ans:-   Capital market
Ques9:- The report is required to be submitted to SEBI along with a fee of Rs.________ /report.
Ans:-   10,000
Ques10:- The amount of net worth a company should have for opting for an        IPO is
Ans:-   1 crore  
Ques11:-  BSE introduced an equity stock index known as _________
Ans:-   Sensex
Ques12:- The company should have a track record of dividend payment of 3 years out of the immediately preceding 5 years.
Ans:-   True
Ques13:- Precautions to be taken with respect to delivery instruction slip?
Ans:-   DIS number must be pre-printed, account number must be stamped, target account id be filled
Ques14:- Regulations for venture capital funds are
Ans:-   VCFs must be registered, VCFs cannot carry on any other activity, VCFs  must disclose the investment strategy
Ques15:- Minimum post issue capital of a company should be ?
Ans:-   10 crores
Ques16:- Letter of offer is?
Ans:- document addressed to the shareholders,
 containing disclosures of the acquirer/PACs,
 offer price
Ques17:- HFCs disbursement on project lending is restricted to?
Ans:-   30%
Ques18:-   Match the following:-
                   Business analysis ------   determinates of revenue growth
                   Market position -------- nature and basis of competition
                   Operating advantage-------- technology risk
                   Financial risk --------------- interest coverage
Ques19:- The acquirer is required to appoint _________ before making a PA.
Ans:-       Merchant banker
Ques20:- The right to buy is called ______?
Ans:-   Call option
Ques21:- Regulatory aspects of the mutual funds are/
Ans:-   AMC shall launch no scheme unless the trustee approve such scheme, document of each scheme pay filling fees, offer document shall contain disclosures
Ques22:- The person responsible for maintaining Escrow account in securitisation?
Ans:-   Trustee
Ques23:- _______ is the international credit rating company.
Ans:-   FITSCH
Ques24:-  A Commercial paper is ?
Ans:-    short term financial instrument,
            Means of raising short term debt issue,
             They are negotiable and transferable instruments

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